RCI-RID-17966 Compliance Analyst - MA (HYBRID)

Job Description

Apply Here: https://talentarbor.com/job/details/140954/3/209/compliance-analyst-wal…

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Hybrid - 2/3 days a week in office.

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Job Title: Compliance Assurance Analyst

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Client is seeking a Compliance Analyst for our New England General Counsel, Risk & Compliance Assurance team.

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This position is located in Waltham, Massachusetts, with hybrid working.

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Job Purpose

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• Support the delivery of the Business Unit’s regulatory compliance program, ensuring conformance with internal policies, methodology, relevant regulations, and the Enterprise Risk Management (ERM) Framework.

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• Assist with the implementation of effective compliance management activities. Able to support and review the application of compliance management processes and assess gaps, issues and recommendations for improvement

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Key Accountabilities

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• Supports execution of the compliance testing plan in line with internal testing methodology and external good practice.

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• Analyze testing results, identify gaps, and recommend corrective actions to mitigate risks.

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• Prepare and maintain documentation in line with good practice related to controls testing, evidence, findings and remediation activities.

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• Monitor remediation plans and ensure appropriate and timely closure. Escalate concerns internally to ensure risk exposures are being managed effectively and efficiently.

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• Performs thematic reviews and assesses and advises on emerging regulatory requirements.

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• Prepare materials, insights and analysis for stakeholder meetings and reporting.

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• Collaborate closely with the Chief Risk Office and Regulatory Compliance teams.

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Qualifications

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• Experienced in controls testing with sound understanding of testing methodology from relevant qualification and experience e.g. Accounting, Internal or External Audit Qualification.

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• Able to follow plans and guidance to ensure on-track delivery and provide clear and accurate communication of progress, milestones, issues and outcomes.

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• Strong knowledge and understanding of regulatory or governance-driven environments and able to provide clear and insightful updates of status, actions and gaps.

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• Experience in using Governance Risk and Compliance (GRC) tooling and reporting for controls testing. Should also have strong grasp of visualisation tools (primarily PowerBi).

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• Experience in Utilities or related industries preferred.

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• Over 2 years’ experience in controls testing or assurance field (including practice and industry) or related professional field.

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• At least part-qualified Professional Assurance Qualification E.g. Chartered Accountant (CA), Certified Public Accountant (CPA), Certified Internal Auditor (CIA) or equivalent.

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• Bachelor’s / Graduate Degree.

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• Proven ability to lead projects and manage multiple priorities required.

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